ACL 2007
Romance and Realism
Semester 1 2008

Lecture 5
Surplus to Reality: the excesses of imagination.

  • The Grotesque and contrasts with realism : definitions
  • Nineteenth-century versions of the grotesque
  • Grotesque description in Great Expectations:
    • Fetishisation
    • Comic Visions
    • Nightmare landscapes
    • Doubles

 


Realism and the grotesque: 1

Realism has a concern with �historical particularity'.

Roland Barthes describes �the reality effect' in art as working primarily through the use of effectively placed detail drawn from everyday experience.

It is also concerned with the ways in which individual characters behave idiosyncratically but also as �a locus of social forces' (Morris, p.87).

The �grotesque' challenges many of the central characteristics of realism.


The Grotesque as a genre

�The grotesque' has been categorised in opposition not only to �realism' but also to ideas of �classicism'

The �classical' ideal was for simple forms and clarity: it became associated with

  • Rationalism: the capacity for understanding and classification
  • Mimesis: the accurate representation in art of the material world
  • The separation of �the real' from �the imagined'

�The grotesque' was typified by ornamentation, confusion and profusion, imagination and the non-rational, the blurring of boundaries

Historically, it was associated with the �Gothic': gargoyles; ornament without logical purpose; excess, the past rather than present/future

Early Grotesque (Da Vinci)


The Grotesque: Wolfgang Kayser

Kayser (20 th century critic) explains grotesque as: �the most obvious and pronounced contradictions of any kind of rationalism and any systematic use of thought' ( The Grotesque in Art and Literature )

He suggests that �The grotesque instills fear of life rather than death.'

He discusses the grotesque in 4 main categories:

  1. The alienated world
  2. The uncanny
  3. The absurd
  4. The exorcism of the demonic

 


1. The alienated world

A vision of the world in which the viewer feels at a distance (otherness) from the people and events and things around them.

The world, as perceived, may not be actively hostile but it has a dreamlike quality

It is unpredictable: commonsense expectations are not reliable predictors of what will/can happen. The shift in vision comes suddenly as a break with �reality'

It is a world in which �we do not want to live' and which creates anxiety


2. The uncanny

An aspect of the alienation is to feel �away from home'

�Uncanny' suggests things that cannot be known but are more likely to be felt or sensed

It is associated with the supernatural: more than/in excess of the natural everyday world.


3. The absurd

Part of the irrational is the comic

�Absurd' in this sense is less a jolly laugh and more a kind of �black humour' that may include irony.

�Absurd' includes notions of excess and contradiction: the opposite of rationality and control.


4. The exorcism of the demonic

The demonic is the part of the supernatural or uncanny related to �evil' and uncontrollable psychic forces (in psychoanalysis: the Id).

�Exorcism' is the expulsion of those forces from the human.

In terms of �the grotesque', Kayser suggests that the artistic expression of these forces serves an important psychological release.


Arcimboldo: examples of grotesque

The 17 th century painter Arcimboldo and his followers exemplify some of the aspects of the grotesque in their paintings:

  • In particular, note the confusion of boundaries between the human and non-human and the contradiction of logic.
  • While they are clearly imaginary, they also refer to the �real world' in terms of the human shapes of body and face.

Arcimboldo: �The Cook'

Arcimboldesque: �Sarah Bernhardt


19 th century grotesque

The use of the grotesque in the 19 th century is strongly connected to the challenge to rationalism.

One of its most famous literary exponents is Edgar Allan Poe: Tales of the Grotesque and Arabesque.

Literary grotesque was associated with

  • caricature and theatricality
  • the traumatic discovery of the �other world' below the surface
  • heightening (not usually for the better) of reality
  • comic vulgar lowlife

19 th century Illustration

The engraver Dore has some visual similarities to Dickens' literary depiction of urban society and street scenes.

His engravings in the series �London' are not exactly grotesque but have a similarly heightened effect

They make use of chiaroscuro: shadow to heighten depth and produce a feeling that goes beyond literal realism

Dore: London 1

Dore: London 2


Great Expectations and the Grotesque

Dickens wrote to his friend that he had �a very fine, new and grotesque idea' for a novel

Contemporary less complimentary critics of Dickens, for example Lewes, commented on the degree of �unreality to the point of madness' in the novels and �the non-rational' depiction of the �life of the guilty'.

A more enthusiastic reception from 20 th C. critic David Cecil (1957):� in the violent chiaroscuro of his fancy, London and its butchers and bakers show transformed and distorted, so that eyes gleam from black caverns, noses depend enormous and legs stretch to grotesque spindles'.


Realism and the grotesque

Dickens defended his �fancy' in the relation of the literary to the real:

It does not seem to me enough to say of any description that it is the exact truth. The exact truth must be there; but the merit or art in the narrator, is the manner of stating the truth�in these times�the tendency is to be frightfully literal and catalogue-like�to make the thing. In short, a sort of sum in reduction that any miserable creature can do in that way� (letter to Forster)


Dickens and fetish

The fetish is strongly related to ideas of grotesque.

The fetish objectifies people and events into things so that they appear to be removed from the natural processes of time and change.

Examples of fetish-like objects are masks, puppets, waxworks, and automata: things that look like people but are not.

They are often invested with a capacity for horror or comedy (or sometimes a mixture of both) because they lack an essential human quality.


Fetishisation and GE

Miss Havisham attempts to arrest time and to create Estella as a kind of puppet to destroy men.

Money/property is fetishised as people are dehumanised in the pursuit of money.

Orlick creates a kind of automaton out of Mrs. Joe: after the assault she lacks the range of normal responses

Mr. Wemmick in a more benign way fetishises the Aged Parent in a kind of dolls house of domesticity

Many of the characters are described in ways which accentuate their likeness to things rather than people.

Examples

Wemmick: �I found him to be a dry man, rather short in stature, with a square, wooden face, whose expression seemed to have been imperfectly chipped out with a dull-edged chisel�'

Pip's impression of his parents and brothers: �To five little stone lozenges, each about a foot and a half long�I am indebted for a belief�that they had all been on their backs with their hands in their trousers-pockets�'

Miss Sarah Pocket, � whom I now saw to be a little dry brown corrugated old woman, with a small face that might have been made of walnut-shells, and a large mouth like a cat's without the whiskers�'


Grotesque Comic Visions

The fetishising of people is sometimes used for comic effect but usually as a �black comedy' which has an underlying comment. The comparisons of many of the minor characters to wooden dolls or puppets consistently position them as taken over by avarice: they are desiccated, dried out; their strings are pulled only by the promise of money..

Another comic effect that Dickens often uses is the absurd detail: a realism drawn to excess. A good example of this is Joe's description of Pumblechook's fate at the hands of Orlick:

�they took his till, and they took his cash-box, and they drinked his wine, and they partook of his wittles, and they slapped his face, and they pulled his nose, and they tied him up to his bedpost, and they give him a dozen, and they stuffed his mouth full of flowering annuals to prewent his crying out�'


Nightmare landscapes. 1

Alienation is one of Kayser's central definitions of the grotesque

In the early chapters, Dickens offers an alienated landscape through the remembered, distorted, vision of the child Pip

The marsh country is misty, populated by indistinct shapes; it is also characterised by death and decay: �the hulks'. Out of this hallucinatory landscape looms the Frankenstein's monster figure of the convict.

From this, Pip goes first to the tomblike �Satis House' and then enters the labyrinthine London of the Inns of Court and Jaggers' legal system.


Nightmare landscapes. 2

The early chapters are the most obviously �hallucinatory', largely because of the child's perspective, but throughout the novel there is a running parallel imaginary landscape of prison, execution and punishment. In case the reader misses it, Pip comments: �How strange it was that I should be encompassed by all this taint of prison and crime.'

Closely associated with this are allusions to cannibalism and the metaphorical consumption of one human being by another.

Miss Havisham and her house, like the marshlands and graveyard, are settings for the �undead'.

Both the social and imaginative landscape are ones of alienation : separation from others and from any sense of a firm �reality' and constant set of values.


Doubles

A frequent device of the grotesque (and the gothic) is the doppelganger or double.

While many forms of literature use a kind of doubling whereby minor characters parallel or emphasise aspects of the protagonists, in the grotesque this doubling has a supernatural and often demonic aspect.

Possibly the most famous example of this is Stevenson's �Dr Jekyll and Mr. Hyde'.


Pip's doubles

GE is particularly rich in this kind of double which operates as a psychological extension of the protagonist.

Pip is presented as a child, and young man, under constant surveillance by authority figures.

As a small child and adolescent he has very few resources to defend himself.

As the adult narrator he presents a childhood full of deprivation and psychological, if not physical, abuse from his sister and her friends and, later, from Miss Havisham.

In psychoanalytical terms, Pip is forced to repress a great deal of his feelings and, in particular, the primitive fears associated with the Id.


Orlick 1

The blacksmith's apprentice Orlick can be interpreted as the grotesque manifestation of Pip's Id.

The realistic aspects of an uneducated and brutish rural labourer are less well-developed than the more literary functions of his character.

Orlick is bigger, stronger and tougher, and he acts out violent punishment on people that have hurt Pip as a child: Mrs. Joe and Pumblechook.

He also strangely �dances' at Biddy, indicating a more passionate attachment than Pip ever demonstrates.

He crops up repeatedly at key moments in Pip's development, often without a plausible realistic reason.

He is characterised as a kind of animal that �slouches' . He often refers to himself in the third person


Orlick 2

Orlick is strongly associated with ideas of the demonic. There are constant links of him with the furnace and �hellish' aspects of the forge

He is outcast , like the first murderer Cain, and he � gave me to understand that the Devil lived in the lack corner of the forge, and that he knew the fiend very well: also that it was necessary to make up the fire, once in seven years, with a live boy, and that I might consider myself fuel.'

Orlick (1910)

Realism? (Trabb's boy 1870)

Realism? (Wemmick and Aged P 1870)


Conclusions: GE and the Grotesque

Dickens was well aware of the ways in which his novels combined elements of realism and romance.

He considered the use of �fancy' to be the key to engaging popular imagination and as a crucial ingredient of being human

In this he was strongly aligned to the Romantic Movement

His frequent use of the grotesque is an extension of this alignment: part of the high value he gave to the imaginative and irrational in engaging with issues of the real and everyday

It is usually closely connected with a sense of the absurd: an underlying scepticism about the possibility of neat and definitive explanations

In GE the realist basis of the novel with its concerns for social issues and contemporary society is constantly being nudged and extended by the grotesque embellishments and imaginative excesses.

In one sense, this element of the grotesque calls attention to the limits of conventional realism in a way that anticipates some of the �magic realist' and other developments in late 20th and 21 st century fictions.